---
description: Learn more about COMPLY price, benefits, and disadvantages for businesses in New Zealand. Read verified software reviews and find tools that fit your business needs.
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title: COMPLY Pricing, Reviews & Features - Capterra New Zealand 2026
---

Breadcrumb: [Home](/) > [Compliance Software](/directory/30110/compliance/software) > [COMPLY](/software/158178/complysci)

# COMPLY

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> Future-proof your financial services firm with a modern regulatory compliance solution designed to protect your firm and investors.
> 
> Verdict: Rated **4.8/5** by 24 users. Top-rated for **Likelihood to recommend**.

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## Overview

### Who Uses COMPLY?

COMPLY delivers a 360-degree employee and firm compliance solutions, services, education and support. COMPLY helps financial services firms of all sizes, including RIAs, Wealth Managers, Broker-Dealer

## Quick Stats & Ratings

| Metric | Rating | Detail |
| **Overall** | **4.8/5** | 24 Reviews |
| Ease of Use | 4.3/5 | Based on overall reviews |
| Customer Support | 4.8/5 | Based on overall reviews |
| Value for Money | 4.4/5 | Based on overall reviews |
| Features | 4.4/5 | Based on overall reviews |
| Recommendation percentage | 90% | (9/10 Likelihood to recommend) |

## About the vendor

- **Company**: COMPLY
- **Founded**: 2007

## Commercial Context

- **Starting Price**: US$3,000.00
- **Pricing model**: Flat Rate
- **Target Audience**: 11–50, 51–200, 201–500, 501–1,000, 1,001–5,000, 5,001–10,000, 10,000+
- **Deployment & Platforms**: Cloud, SaaS, Web-based
- **Supported Languages**: English
- **Available Countries**: Canada, United Kingdom, United States

## Features

- Archiving & Retention
- Audit Management
- Compliance Management
- Compliance Tracking
- Monitoring
- Risk Management
- Version Control

## Category

- [Compliance Software](https://www.capterra.co.nz/directory/30110/compliance/software)

## Related Categories

- [Compliance Software](https://www.capterra.co.nz/directory/30110/compliance/software)
- [Financial Risk Management Software](https://www.capterra.co.nz/directory/20009/financial-risk-management/software)
- [Governance, Risk and Compliance (GRC)](https://www.capterra.co.nz/directory/30656/grc/software)
- [KYC Software](https://www.capterra.co.nz/directory/34075/kyc/software)
- [AML Software](https://www.capterra.co.nz/directory/31084/aml/software)

## Alternatives

1. [ManageEngine Network Configuration Manager](https://www.capterra.co.nz/software/172274/network-configuration-manager) — 4.5/5 (295 reviews)
2. [Mitti (by SafetyCulture)](https://www.capterra.co.nz/software/141080/iauditor) — 4.6/5 (356 reviews)
3. [Scrut Automation](https://www.capterra.co.nz/software/1052809/scrut) — 4.9/5 (139 reviews)
4. [MasterControl Quality Excellence](https://www.capterra.co.nz/software/148577/mastercontrol) — 4.5/5 (580 reviews)
5. [Connecteam](https://www.capterra.co.nz/software/153140/connecteam) — 4.6/5 (5322 reviews)

## Reviews

### "Do Not Try to do this on your own\!" — 5.0/5

> **Jayme** | *19 November 2024* | Financial Services | Recommendation rating: 10.0/10
> 
> **Pros**: ComplySci is the "complete package". I couldn't have done this on my own.
> 
> **Cons**: No complaints. I never felt pressured on missing a date or document, but helpful reminders.
> 
> Excellent. A great value for an independent RIA.

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### "I love ComplySci\!" — 5.0/5

> **Alona** | *11 November 2024* | Financial Services | Recommendation rating: 10.0/10
> 
> **Pros**: I love the functionality and quick and thorough customer support.
> 
> **Cons**: Perhaps the difficulty in getting multiple feeds set up with multiple brokers.
> 
> Fantastic. I have been working with ComplySci for years, typically facilitating the organization of the system for broker-dealers as an outsourced consultant and think it's a great product that automates a lot of the administrative compliance tasks.

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### "COMPLYSci very helpful" — 5.0/5

> **Garo** | *11 December 2024* | Investment Management | Recommendation rating: 10.0/10
> 
> **Pros**: Industry expertise, helpful online tools
> 
> **Cons**: No complaints. Easy process, lots of questions answered.
> 
> Proactive notice, easy scheduling, and patient and helpful expert on the phone with me.

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### "A very intuitive, user friendly way to keep track of compliance issues." — 5.0/5

> **Angela** | *25 July 2024* | Financial Services | Recommendation rating: 7.0/10
> 
> **Pros**: Calendar and documentation of compliance reviews.
> 
> **Cons**: A little pricey, and sometimes communicating with support staff is not as efficient as I would like.
> 
> It's been an enjoyable process working with ComplySci.  It keeps me on track with my compliance needs.

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### "Review" — 2.0/5

> **Pauline** | *6 January 2022* | Financial Services | Recommendation rating: 1.0/10
> 
> **Pros**: It is a place to automatically keep certifications and compliance records.
> 
> **Cons**: It is very difficult to use with little training available.  Most brokers do not feed into the system.  Confusion when to use Data Records and when to use Reports to extract the required data.
> 
> Poor to Fair

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## Links

- [View on Capterra](https://www.capterra.co.nz/software/158178/complysci)

## This page is available in the following languages

| Locale | URL |
| en | <https://www.capterra.com/p/158178/ComplySci/> |
| en-AE | <https://www.capterra.ae/software/158178/complysci> |
| en-AU | <https://www.capterra.com.au/software/158178/complysci> |
| en-CA | <https://www.capterra.ca/software/158178/complysci> |
| en-GB | <https://www.capterra.co.uk/software/158178/complysci> |
| en-IE | <https://www.capterra.ie/software/158178/complysci> |
| en-IL | <https://www.capterra.co.il/software/158178/complysci> |
| en-IN | <https://www.capterra.in/software/158178/complysci> |
| en-NZ | <https://www.capterra.co.nz/software/158178/complysci> |
| en-SG | <https://www.capterra.com.sg/software/158178/complysci> |
| en-ZA | <https://www.capterra.co.za/software/158178/complysci> |
| fr | <https://www.capterra.fr/software/158178/complysci> |
| fr-BE | <https://fr.capterra.be/software/158178/complysci> |
| fr-CA | <https://fr.capterra.ca/software/158178/complysci> |
| fr-LU | <https://www.capterra.lu/software/158178/complysci> |

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